Automation Overview in the SFN Compliance Audit Process
DOI:
https://doi.org/10.51359/2317-0115.2022.256874Keywords:
compliance audit, financial system, process automationAbstract
Robotic Process Automation (RPA) is an emerging technology that aims to improve existing processes and accelerate the processing of large amounts of collected data to improve decision making insight. With its ability to automate rule-based tasks that are repetitive and manual, RPA allows you to redirect the auditor's role towards tasks that emphasize higher order thinking skills, leading to improved audit quality. This paper presents the automation technology solution used by the Banco Central do Brasil (BCB) in the compliance audit process applied to the supervision of the National Financial System (SFN). It is an automated solution that implements elements of RPA technology to mitigate some challenges, such as: (i) constant growth in the number of entitiessupervised by the BCB; (ii) emergence of innovative business models; (iii) challenges of regulatory evolution; and (iv) constant reduction in the size of the teams.
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